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STANDARDS
FOR THE STANDARDIZED FIELD
SOBRIETY
TESTING(SFST) PROGRAM - The standard that all of these tests must
adhere to is that the average sober person must be able to perform
them successfully. This standard creates an objective test rather
than a subjective test. Without having met this standard the test
will lose all or some of its validity. The most reliable psychophysical
tests are referred to as Divided Attention tests which require evaluation
of the subject's appearance and condition, ability to follow instructions,
as well as balance and coordination. These types of tests
are called Divided Attention tests since they require the subject
to concentrate on more than one thing at a time. They divide
the subject's attention between mental and physical tasks.
Since
the mid 1970's, the National Highway Traffic Safety Administration(NHTSA),
with the cooperation and assistance of the law enforcement community,
has conducted research that resulted in the development of a battery
of three standardized field sobriety tests (Horizontal Gaze Nystagmus,
Walk and Turn, and the One Leg Stand) to assist police officers
in making DWI arrest decisions. These tests, formerly referred to
as Improved Sobriety Tests, are now the Standard that the Federal
Government sanctions and police officers are trained in these tests
nationwide.
The
program, which was previously termed the Improved Sobriety Testing,
was validated in laboratory and field studies conducted by the Southern
California Research Institute. These tests were initially developed
by the Los Angeles police department. Training in how to conduct
the tests is included in the NHTSA course "DWI Detection and
Standardized Field Sobriety Testing." In 1992, the IACP Highway
Safety Committee recommended the development of this system of nationally
accepted standards.
The
Advisory Committee on Highway Safety by resolution adopted the National
Standards for the SFST Program. (The Standards were subsequently
approved by voting membership of the IACP.) In order to maintain
credibility and integrity of the program, agencies that use a training
program other than that is currently approved by the IACP must have
the alternative curriculum approved by the IACP Advisory Committee
on Highway Safety as meeting the required learning objectives. This
is apparently supported by the National Highway Traffic Safety Administration.
Presently,
SFST Training must be 16 hours in length and include at least two
controlled drinking sessions utilizing volunteer drinkers. This
is accordance with section 1.2 of the Standards For Training In
Standardized Field Sobriety Testing.
In
section 1.4 in order to satisfactorily complete the classroom portion
of the training, SFST candidates must complete the IACP-approved
final examination with a score of not less than eighty percent.
Candidates scoring less than 80% on the final may be retested one
time under the supervision of a SFST instructor. The retest shall
be completed not less than 15 nor more than 30 days following the
completion of the classroom training. The examination used shall
not have been administered to the candidate previously. If the candidate
does not achieve a passing score on reexamination, the candidate
must retake the classroom portion of the training and pass the final
examination.
In
section III it is recommended that each agency develop refresher
or in service training, as needed, to ensure that SFST trained personnel
maintain their proficiency in the administration of their total
DUI/DWI enforcement program.
The
Administration of the Standardized Field Sobriety Tests
Horizontal
Gaze Nystagmus
Nystagmus simply means an involuntary jerking of the
eyeballs. This jerking becomes more distinct and obvious as the
amount of alcohol increases in the subject's bloodstream. Alcohol
will enhance the nystagmus in order to make it more readily noticeable.
If under the influence of an alcoholic beverage, the subject is
powerless to stop or control it. For the most part, it is unconscious.
The subject is unaware that the nystagmus is happening, but some
individuals claim they can feel the jerking occur.
The
police officer is trained in the Standardized Field Sobriety Testing
Course to ideally utilize a penlight at roadside to assist in the
administration and observation of nystagmus in the suspect's eyes.
This stimulus can be as simple as your index finger or pen.
Use
of a flashlight is not recommended due to the probability of casting
of shadows which will make it more difficult to make a fair assessment
of the presence of nystagmus. Depending on the location of the flashlight,
it can also cause an artificial blinding and/or cast shadows which
make the nystagmus more difficult to observe.
The
Horizontal Gaze Nystagmus Test is not a test of vision but it is
imperative that the suspect have vision in both eyes in order to
be able to follow the stimulus so that an accurate scoring of this
test can be made. The suspect is instructed to keep the head still
and straight while following the stimulus until told to stop. In
order to prevent a movement of the subject's head during testing,
a person is instructed to place both fists together under their
chin to act as a brace against this.
The
stimulus must be twelve to fifteen inches in front of the suspect's
eyes for ease of focus. The subjects eyes must be checked for the
ability to track together. The stimulus is moved across the subject's
entire field of vision, all the way to the right and back again
all the way to the left. It should take two seconds out and two
seconds back. At least two passes must be made for each eye and
each clue. The officer must check to see if the eyes track the stimulus
together or if one lags behind. If the eyes do not track the stimulus
together, it could indicate a possible medical disorder, injury
or blindness. They must then check to see if both pupils are if
equal size. If they are not then there is a probability of a head
injury. The stimulus is held in the middle of the face when checking
the pupil size.
The
officer is trained to receive an acknowledgement from the suspect
that the stimulus is at a comfortable distance from the suspect's
eyes and to document same. This can be accomplished by having them
touch the stimulus with their finger.
Eyeglasses
must be removed in order to make a more accurate determination.
Eyeglasses may impede the person's peripheral vision and may impede
the cop's ability to observed eye carefully. Recent information
reveals that Contacts do not have to be removed.. The officer is
trained to make note of the presence of contact lenses. A person
without vision in one eye, such as a glass eye should not be given
this test.
NOTE:
IF THE SUSPECT HAS AN OBVIOUS EYE DISORDER OR ARTIFICIAL EYE, HGN
SHOULD NOT BE ADMINISTERED
It is improper to evaluate one eye and double the score. You cannot
assume that the other eye will render the same results. With the
lazy eye condition, the officer is trained not to administer this
test. Recent information indicates that color blindness does not
affect this test. Certain individuals have a pathological nystagmus
which is normal, and natural for that person.
Three
to four percent of the general population have a natural or normal
nystagmus without having consumed any alcohol at all. In the Final
Report of March 1981 entitled "Development And Field Test Of
Psychophysical Tests For DWI Arrest" which was prepared for
the U.S. D.O.T. National Highway Traffic Safety Administration"
(NHTSA), this report advises that nystagmus could be the result
of brain damage, of illness {e.g., Korsakoff's syndrome} or of unknown
etiology. A large disparity between the eyes may indicate a medical
problem.
In
particular, NHTSA does not support the allegation that onset angle
of Nystagmus can reliably be used to estimate BAC, and considers
any such estimation to be misuse of the Horizontal Gaze Nystagmus
test. The NJSP requires that the student obtain 20 practice tests
prior to being considered certified in the Horizontal Gaze Nystagmus.
There is no time limit on when these tests can be obtained. A refusal
can not be considered a practice test as the evaluation of the suspect
must be corroborated by a blood alcohol reading.
In
New Jersey, the officer is trained to conduct the HGN test last
during his practice test period and not to formulate an opinion
based on the results or use it for probable cause to arrest. They
are told not to document the test due to this. At no time may a
person that is tested be used more than once on a practice test.
At an accident scene, due to the occurrence of a concussion, this
test should not be administered.
The
stimulus must be placed twelve to fifteen inches in front of the
suspect's face. The stimulus should be held above eye level, so
that the eyes are wide open. Due to narrowness of certain individuals
eyes it becomes more difficult to make a fair evaluation of the
nystagmus unless the eyes are wide open.
The
officer cannot simply believe he sees nystagmus, it must be obvious
and distinct. The officer is trained to have the suspect look into
a quiet background, away from the police cruiser overhead lights
and traffic passing in close proximity. This may induce a condition
known as opto-kinetic nystagmus. Numerous visual or other distractions
may impede this test such as rain, snow, drizzle and traffic, to
name a few.
Opto-kinetic
nystagmus can occur when a person focuses on several objects at
one time or objects that are moving away. An example of this is
when a person looks at objects out the window of a fast moving train.
This is the reason that officers are instructed that the quiet background
to perform this test should be away from the view of passing motorists
and bright or rotating lights.
Nystagmus
is the involuntary jerking of the eyes. The first clue is known
as Smooth Pursuit. The officer is looking for the
suspect's inability to pursue a moving stimulus smoothly while focusing
the stimulus being moved horizontally, from side to side. If the
suspect moves his head to the side at any time, the test is invalid
and should not be scored.
Smooth
pursuit is commonly described as a marble rolling across a smooth
pane of glass. An example of lack of smooth pursuit is that same
marble rolled across sandpaper. The officer is instructed to check
both eyes, starting with the left eye first by moving the object
to the officer's right. The object must be moved smoothly, at a
speed of about two seconds to bring the suspect's eye as far to
the side as it can go. Any choppy, shaky or fast hand movements
by the officer may induce a nystagmus in the suspect's eyes and
invalidate the scoring and test.
The
stimulus is then moved across the subject's face, checking the right
eye and moving the stimulus as far to the side as it can go. Movement
of the stimulus should take approx. two seconds out and two seconds
back for each eye. This procedure is repeated. Each eye must
be checked with two or more passes. This is to insure that one is
absolutely certain they are seeing a nystagmus. Once this clue is
observed, the suspect is assessed one point for each eye that a
lack of smooth pursuit is observed. The mere fact that this clue
is seen in one eye, is no guarantee that it will be exhibited in
the other eye. This is considered the easiest clue to see.
The
eyes are then checked for Distinct Jerkiness at
Maximum Deviation. The stimulus is moved to the side until the
left eye has gone as far to the side as possible. At maximum deviation,
no sclera or white will be showing in the corner of the eyeball.
The officer must hold the eyeball at that position for a minimum
four seconds, and observe the eyeball for distinct jerkiness. The
jerkiness must be both distinct and obvious.
If
the officer is unable to make this distinction from a slight nystagmus,
the benefit of the doubt must be given the suspect. A common error
is failing to bring the eyes out to side as far as they can go or
returning the stimulus too quickly. This leads to an incorrect scoring.
The criteria of no white showing in the corner of the eye must be
met. This is also a common oversight of the officer. Nystagmus is
commonly and incorrectly scored when the officer does not hold the
stimulus out to the side for the required 4 seconds. Fatigue
Nystagmus may be evident when the eyes are held too long at maximum
deviation, such as more than 30 seconds.
In
approximately 50% of the suspects, a physiological nystagmus will
be apparent when the eye initially arrives at maximum deviation.
This is due to a person not normally following an object all the
way to the side with their eyes. Instead a person commonly turns
their head to view that object. Consequently, a certain degree of
uncomfortableness is experienced. This would cause a slight twitching
of the eyes at this location, having nothing to do with alcohol
consumption. If the officer brings the eyes out to the side and
then immediately brings them back, he most probably scored this
slight twitching inappropriately as a clue.
Everyone
has physiological nystagmus. It is not visible to the naked eye.
It becomes more obvious and distinct as the blood alcohol level
increases. The normal physiological purpose of this nystagmus is
to exercise the eye muscles, lubricate them, and prevent atrophy.
Remember, the jerkiness must be distinct and obvious to be scored
a point.
The
final clue is known as Angle of Onset. This is the most difficult
to evaluate. If a suspect exhibits this clue in one eye, the probability
increases that all the other clues will be seen as well. This does
not work in reverse though. If a suspect has any of the first two
clues, it is no guarantee that the third clue will be there. Because
the 45-degree angle is a key factor in assessing a suspect's degree
of alcohol influence, it is important to know how to estimate that
angle.
In
the manual, for practical purposes only, an eight inch square template
is used to demonstrate and assist in estimating this angle. When
used, this devise must be held up so that the suspect's nose is
above the diagonal line. One edge of the template is centered on
the nose and perpendicular to or at right angles to the face. The
person is told to follow the stimulus until they are looking down
the 45-degree diagonal. This template is only used for practice
purposes in order to recognize the angle.
A
rule of thumb in estimating the 45-degree angle, is observing the
stimulus halfway between the suspect's ear and nose on the side
being tested or just outside the shoulder area.
The
estimation of this angle is critical, since studies have shown that
as the alcohol increases the angle will decrease. This estimation
for a specific BAC is not sanctioned by NHTSA or in the manual.
This test should not be used to estimate a specific amount of alcohol
in the bloodstream. In order to properly score this part of the
test, the officer must move the object to the 45-degree angle of
gaze, taking about four seconds. As the eye follows the object,
jerking may be seen. If nystagmus is observed, the stimulus is stopped.
The officer must make an observe the nystagmus to have continued.
If it continues, then the officer must make sure that there is still
white showing in the corner of the eye.
The
angle is then estimated. If it is prior to forty five degrees the
point is scored. If the nystagmus does not continue, the object
must continue to be moved until the jerking is observed again and
continues or until the 45-degree angle is reached. If no white of
the eye is showing, the eye has either been taken too far to the
right, which would be maximum deviation that is being evaluated,
or the person has unusual eyes that will not deviate very far to
the side. The criterion of onset before 45-degrees only can be used
if some white can be seen at the outside of the eye. Too often the
officer incorrectly estimates the angle or scores this with no white
showing in the corner of the eye or both.
The
reliability of this test depends on the proper administration, proper
scoring, and proper training being adhered to. The degree of reliability
attached to this test is 77 percent. Based upon the officer's training,
a score of four points out of a maximum of six, instructs the officer
to reach a decision point to arrest the suspect for a violation
of the New Jersey Drinking Driving Law. It should be noted that
false positive and negatives can occur. To the best of my knowledge,
approximately three or four subject's during State Police controlled
drinking exercises have scored zero points on this test, yet had
a BAC above a .10% and showed little or no other signs of intoxication.
This test is not valid with a subject in a supine position.
It
can be administered to a seated or standing individual as long as
they are erect and outside the vehicle. It should not be administered
while a person is seated in their vehicle, especially with the window
closed. At an accident scene, with a suspect lying down this test
would be invalid due to possible positional alcohol nystagmus being
the cause of the nystagmus encountered. This is a vestibular type
of nystagmus that is evident when the amount of alcohol in the vestibular
system is in unequal proportions to the amount of alcohol in the
bloodstream and reacts to gravity such as the changing position
of the head.
The
officer is also trained at the conclusion of HGN, to check for Vertical
Gaze Nystagmus or VGN. This is commonly used by the Drug Recognition
Technician or Expert to determine impairment due to certain drugs.
The VGN test is simple to administer. The stimulus is once again
positioned 12 to 15 inches in front of the person's face. It is
positioned horizontally in front of the face. The person must hold
the head still and is instructed in same. They must follow the stimulus
with their eyes as the stimulus or object is raised until the person's
eyes are elevated as far as they can go. The object is held for
four seconds and nystagmus or evidence of jerking is watched for.
The
ADMINISTRATIVE PROCEDURES of the HGN test are:
1.) Eyeglasses/Contacts
2.)
Verbal Instructions
3.)
Positioning of the Object (12-15 inches)
4.)
Tracking Ability
5.)
Check for Pupil Size
6.)
Lack of Smooth Pursuit
7.)
Distinct Nystagmus at Maximum Deviation
8.)
Angle of Onset of Nystagmus Prior to 45 Degrees
9.)
Total The Clues-Decision Point 4
10.)Vertical
Gaze Nystagmus
Walk
and Turn Test
This test requires a hard, dry, level, non-slipping surface
with sufficient room for the suspect to complete nine heel-to-toe
steps. It should be administered under relatively safe conditions.
This test loses some validity when conducted in certain wind/weather
conditions contrary to this criteria. The manual advises that a
straight line should be clearly visible on the surface. Conditions
must be such that the suspect would be in no danger if he or she
were to fall. The subject and the officer's safety should be considered
at all times. If these conditions do not exist, the manual advises
that the suspects should be asked to perform this test elsewhere
or only the HGN test should be used.
There
are some people that this test should not be given. The average
sober person would have difficulty under these conditions. People
more than sixty five years of age, over fifty pounds overweight,
or with any physical impairments that would affect their ability
to balance should not be given this test. The officer is trained
to take this into account when developing their probable cause to
arrest. They should eliminate these conditions being present before
they begin the test.
Individuals
wearing heels more than two inches high should be given the opportunity
to remove their shoes. Individuals who can not see out of one eye
may also have trouble with this test due to poor depth perception.
They should not be given this test.
The
Walk and Turn test is an objective test based upon certain predictable
errors that a person under the influence may display. It has a set
scoring criteria, specific scoring factors and administrative procedures.
In order to properly administer this test it is important to understand
what type of test this is. It is commonly referred to as a Divided
Attention Test because it divides the suspect's attention between
mental and physical tasks.
The
physical tasks include balance and coordination while the mental
tasks include comprehension of verbal instructions, processing of
information and recall of memory. While a person may be able to
perform one task they may not be able to perform the other if under
the influence of an alcoholic beverage.
The
officer must observe the suspect from three or four feet away and
remain motionless while the suspect performs the test. Being too
close or excessive motion may affect the reliability of this test.
The officer must give good verbal instructions and accompany the
test with a complete demonstration. The suspect must understand
the instructions and acknowledge understanding prior to the test
beginning. The officer should document that affirmative response.
This test is scored in relation to eight scoring factors that can
be seen in two separate stages. The first stage of this test is
called the Instruction Stage.
This
will set the stage for the entire test. If the officer does not
follow training and procedure during this stage, it may affect the
validity of the entire test. The officer must verbally tell the
suspect to place their left foot on the line and to place their
own left foot on the line during demonstration. The person is then
told to place their right foot on the line, ahead of their left
foot, with the heel of the right foot against the toe of the left
foot. This is also demonstrated. The person is then told to place
their arms down at their side. They are instructed to maintain this
position until told to begin and not to start until told to do so.
They must then indicate an understanding of the test after being
asked if they understand.
In
the absence of demonstration, the validity of the test is affected.
The officer should make sure the right foot is in front of the left
foot to start, for standardization purposes. This is important for
the subsequent walking stage, specifically in the evaluation of
the turn, so that a person is not "wrong footed" as it
is commonly described. If the suspect is instructed or demonstrated
improperly it may affect the suspect during this part of the test.
After placing the person in the starting position, the officer then
explains the test requirements, using verbal instructions and demonstration.
There
are two scoring factors that can assessed to the suspect's performance
during the Instruction Phase. If the suspect cannot keep balance
while listening to the instructions, that is when his feet actually
break apart. This item is only scored if the suspect does not maintain
the heel to toe position throughout the instructions. The officer
is trained to be conservative in their scoring and not to score
a point if the suspect sways or uses the arms to balance but maintains
the starting position during this stage.
A
second scoring factor is known as starting too soon. This is given
when the starts to walk before the officer instructs them to do
so. This can only be scored if the officer specifically instructed
the suspect not to start until told to begin and the suspect stated
they understood this instruction.
The
second stage of this test is known as the Walking Stage. The suspect
is informed again that when he is told to start, they must take
nine heel to toe steps down the line, turn around, and take nine
heel to toe steps back. The officer must demonstrate two or three
heel to toe steps for the suspect. The officer then informs the
suspect and demonstrates how and when the turn is to be executed.
They are shown to keep the foot on the line, and turn by taking
a series of small steps. If the officer demonstrates or instructs
with the incorrect foot the suspects turn may be affected and incorrectly
scored. This is also known as "wrong footing". The officer
informs the suspect to keep their arms at their sides while walking,
watch their feet at all times, and to count their steps out loud.
They must be advised not to stop once they start walking and not
until they complete the test. If the officer does not receive an
affirmative response of understanding the test may not be scored
fairly and properly, thereby invalidating the results.
The
maximum score obtained on this test is eight. There are six scoring
factors that can be observed in the walking stage. The first one
is stopping while walking to steady themselves. The officer can
not score this item if the suspect is merely walking too slow. The
suspect must pause for several seconds after one step. If this occurs,
the officer is trained to have the suspect begin from the point
of difficulty instead of starting over. This test loses sensitivity
if repeated several times. The next scoring factor is not touching
heel to toe. The suspect must leave a one half inch or more space
between the heel and toe on any step. This is only scored once no
matter how many times it appears. The feet do not have to actually
touch on these steps.
The
officer can score a point if the suspect steps off the line. This
means that one of the feet must be entirely off the line and not
merely diagonal or not straight along the line. Even if the suspect
steps off one or two times, they are only given one point.
As
previously mentioned, during the instruction stage if the suspect
sways or uses their arms for balance a point can not be scored.
A point can only be scored during the walking stage when the suspect
raises one or both arms more than six inches from the side in order
to maintain balance. This should take into consideration that this
distance may be the normal position of the arms, as in some bodybuilders.
Any benefit of the doubt must be given to the suspect. The mere
raising of the arms is not a point. The arms do not have to remain
exactly at the side. If they are raised less than six inches, no
points can be assessed.
The
next point is for an losing balance while turning. This item can
only be scored if the suspect removes both feet from the line while
turning or does not take several small steps, and pivots in one
movement as in an about face movement. This would have been contrary
to the directions given. It is imperative that the officer has demonstrated
and articulated this movement properly in order to be scored. It
is important that the officer be conservative in their evaluation
of this turn and not be overly critical.
Finally,
the last scoring factor is when the suspect takes the incorrect
amount of steps. This item is scored only once, even if an incorrect
amount of steps are taken in both directions. The suspect was instructed
to look down at their feet while performing this stage of the test
and to count their steps out loud. If they do not look down at their
feet or do not count out loud they can not be scored a point as
these are not one of the scoring factors.
An
officer is trained to document these observations but not to score
them as part of the test.
There
are two ways that the suspect can receive a maximum of eight points
on this test. If they step off the line three or more times or they
can not do the test. If they can not do the test, this must be explained
by the officer. A degree of reliability has been attached to this
test of 68 percent. If the suspect receives a minimum of two points
on this test, the officer is trained to use this as probable cause
to believe that the suspect is under the influence of an alcoholic
beverage and to make an arrest.
One
Leg Stand Test
The current manual advise that this test must be performed
on a reasonably level and smooth surface. There should be adequate
lighting for the suspect to have a visual frame of reference. Conditions
must be such that the suspect would be in no danger if he or she
were to fall. Certain wind/weather conditions obviously may interfere
with and affect the validity of this test. This test should not
be given to persons who are more than sixty five years of age, more
than fifty pounds overweight, or with physical impairments that
interfere with balance. Persons with injuries to their legs and
inner ear disorders may have difficulty with this test. Individuals
wearing heels more than two inches high should be given the opportunity
to remove their shoes.It is imperative that the officer observe
the suspect from at least three feet away, and remain as motionless
as possible while the suspect is performing this test, so as not
to interfere with the test.
This
test also has two separate stages. The first stage is also called
the Instruction Stage. The test is initiated by giving verbal instructions,
followed by and accompanied by demonstration. The officer is trained
to advise the suspect to stand with their feet together and arms
down at their sides.
The
officer must demonstrate this. The suspect should be told not to
start the test until told to do so and acknowledge that they understand
the instructions. This acknowledgement should be documented. There
are no scoring factors involved until the suspect is into the next
stage which is called the Balance and Counting Stage, unless the
suspect can not perform the test at all. In this case, the suspect
would be given a maximum score of four points. This would necessitate
explanation on the part of the officer. It cannot be scored simply
when the suspect refuses to perform the test.
In
the Balance and Counting Stage, the officer instructs the suspect
to raise one leg, either leg, approximately six inches off the ground,
toes pointed out. This is demonstrated by the officer. The suspect
is instructed to keep both legs straight, and his arms at his side.
While they are keeping that position, they must count out loud for
thirty seconds, one thousand one, one thousand two, etc., until
told to stop. The count is demonstrated by the officer. They are
then told to keep their arms at their side at all times, and watch
their raised foot throughout the entire test. The suspect must again
acknowledge that they understand the instruction to retain validity
of the test. The person now is told to begin the test, while the
officer must always time the 30 seconds. The test cannot be allowed
to exceed thirty seconds. It must be terminated by the officer when
thirty seconds expire.
A
suspect may be scored points for the following reasons. The suspect
sways while balancing. The officer is trained not to be too critical
in this scoring this. The suspect is a living, breathing person,
and some sway will be noticed absent impairment. In order to score
this point, swaying should be marked, such as a back-and-forth motion
while the suspect maintains the one-leg-stand position.
The
next scoring factor is using the arms for balance. It must be six
or more inches from the side of the body. This distance from the
body should be graded conservatively, taking into account the normal
position such as in the case of bodybuilders. The arms do not have
to be exactly at the side and can be raised slightly without being
scored as long as they are less than six inches from the side.
If
the suspect puts their foot down less than three times, they are
only given one point for this scoring factor. This can only be scored
during the thirty second time frame. The suspect should be allowed
to continue from the point of difficulty once the foot is dropped.
This test may lose sensitivity if repeated several times.
The
suspect has been instructed to keep watching their raised foot and
to count out loud, but these are not scoring factors. They are not
scored and no points assessed if the suspect does not follow these
instructions. Counting too slow must be corrected by the officer
stopping the test after thirty seconds have elapsed. Proceeding
beyond thirty seconds may invalidate the test due to the fatigue
factor and this being contrary to the design of the test. If the
suspect counts too fast, have then continue until thirty seconds
have elapsed.
The
final scoring factor is hopping on one foot. This can be scored
only if they resort to hopping on the anchor foot in order to maintain
balance. It should not be scored if the suspect is having difficulty
such as moving the anchor foot back and forth. The suspect can receive
a maximum score on this test in two ways. This is when the suspect
puts their foot down three or more times during the thirty second
count or otherwise demonstrates that they can not do the test. The
officer must be able to articulate why they felt the defendant could
not do this test. The degree of reliability attached to this test
if it is demonstrated and scored properly is 65 percent. The officer
is trained to use this as probable cause to arrest the suspect for
DWI.
The
training of the officer and the training manual advises that for
purposes of the arrest report and courtroom testimony, the officer
is trained that it is not simply enough to report the suspect's
"score" on the three tests. The numeric scores are only
important to the police officer in the field to determine probable
cause. It is insufficient to secure a conviction, and must be accompanied
by more descriptive evidence. The officer is trained that they must
be able to describe how the suspect performed, and exactly what
the suspect did when he or she performed the test and when these
clues occurred. The manual provided to the officer has a standard
note-taking guide which is recommended to be utilized to assist
the officer and prove the case.
In
conclusion, the three tests we have covered, are essentially the
Standard that all field sobriety tests can be compared to. These
tests have in the past been demonstrated to be sensitive at the
.10% BAC threshold and most recently studies have revealed degrees
of reliability at .08% BAC. Nowhere in any of these tests does the
officer require that the suspect close their eyes to perform the
test. This will invalidate the reliability of any test.
Studies
show that closing the eyes make all of the balance and coordination
tests much more difficult for sober individuals to perform. Peripheral
vision plays a particularly important role in maintaining balance.
By having a person close their eyes, the officer takes away their
visual frame of reference necessary in order to assess the level
of impairment with any degree of reliability. Nowhere in any of
the SFST is a person required to close their eyes while performing
any part of the tests. A test may be further compromised by placing
the defendant in an imbalanced position by having them tilt their
head back or bend at the waist. During over a hundred controlled
drinking exercises administered or assisted by me, I have seen the
vast majority of volunteers have difficulty with these type of Sway
tests even when completely sober.
Sway
is expected due to the nature of this type of test. Some sway will
be observed regardless, due to the person being a living breathing
being. This is demonstrated not only in the Final Report of March
1981 entitled "Development And Field Test Of Psychophysical
Tests For DWI Arrest" which was prepared for the U.S. D.O.T.
National Highway Traffic Safety Administration" (NHTSA) regarding
studies listed in same, but also in the "Administration of
the Aerospace Physiological Training Program" which is used
at the U.S. Air Force School of Aerospace Medicine.
In
the "DWI Detection and Standardized Field Sobriety Testing"
student manual it emphasizes one final and major point. The validation
of these tests applies only when the tests are administered
in the prescribed, standardized manner; and only when the
standardized clues are used to assess the suspect's performance;
and only when the standardized criteria are employed to interpret
that performance. It is reiterated that "If any one of the
Standardized Field Sobriety test elements is changed, the validity
is compromised.
The
objective of the Standardized Field Sobriety tests are to increase
arrest, decrease the average BAC of those arrested and decrease
accidents related to DWI. These objectives in mind, one should question
the subjective and unreliable tests that unfortunately are still
most prevalent in police investigations of DWI.
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